Form: NPORT-P

Monthly Portfolio Investments Report on Form N-PORT (Public)

February 27, 2026

Gladstone Alternative Income Fund Schedule of Investments

 

December 31, 2025 (Unaudited)

 

Equity Investments - 11.72%  Shares   Value 
Food & Tobacco          
Dutch Gold Honey (Common Stock)(a)(b)(c)   100,000   $412,619 
Other Accounting Services          
Flexible Technology Solutions (Preferred Stock)(a)(b)(c)   2,500    250,000 
Electronics          
Nielsen-Kellerman (Preferred Stock Series A)(a)(b)(d)   3    3,229 
Nielsen-Kellerman (Preferred Stock Series B)(a)(b)(d)   628    552,077 
Aerospace & Defense          
Detroit Defense (Preferred Stock)(a)(b)(d)   1,039    750,839 
Business/Consumer Services          
Smart Chemical Solutions (Preferred Stock Series A)(a)(b)(d)   3    2,624 
Smart Chemical Solutions (Preferred Stock Series B)(a)(b)(d)   614    480,396 
Diversified/Conglomerate Manufacturing          
Viron International (Common Stock)(a)(b)(c)   50    0 
Total Equity Investments (Cost $2,638,543)       $2,451,784 

 

Debt Investments - 66.93%  Rate  Maturity Date  Principal Amount   Value 
Food & Tobacco                
Dutch Gold Honey (Secured Second Lien Debt)(b)(c)  Term SOFR + 7.5%, 2% Floor  8/4/2030  $2,000,000   $2,004,552 
Other Accounting Services                
Flexible Technology Solutions (Secured Second Lien Debt)(b)(c)  11.5%  3/31/2031   1,000,000    1,000,000 
Electronics                
Nielsen-Kellerman (Secured First Lien Debt)(b)(d)  Term SOFR + 8.5%, 13.5% Floor  12/19/2029   1,368,858    1,396,236 
Aerospace & Defense                
Detroit Defense (Secured First Lien Debt)(b)(d)  Term SOFR + 9%; 13% Floor  12/31/2029   3,661,466    3,661,466 
Business/Consumer Services                
Smart Chemical Solutions (Secured First Lien Debt)(b)(d)  Term SOFR + 9%; 13.5% Floor  5/15/2030   1,589,823    1,602,411 
Healthcare, Education & Childcare                
Vet's Choice Radiology (Secured First Lien Debt)(b)(c)  Term SOFR + 8%, 10% Floor  12/17/2027   2,250,000    2,295,000 
Diversified/Conglomerate Manufacturing                
Viron International (Secured First Lien Debt)(b)(c)  Term SOFR + 7%  2/7/2030   2,042,500    2,039,402 
Total Debt Investments (Cost $13,912,647)             $13,999,067 

 

United States Treasury Obligations - 43.02%  Rate  Maturity Date  Principal Amount   Value 
United States Treasury Bill(e)  0.56%  1/2/2026  $9,000,000   $8,998,380 
Total United States Treasury Obligations (Cost $8,999,155)             $8,998,380 
                 
Investments, at fair value             $25,449,231 

 

Short Term Security - 14.68%  7 Day Yield  Shares   Value 
MSILF Government Portfolio(f)  3.84%   3,071,939   $3,071,939 
Total Short Term Security Cost ($3,071,939)          $3,071,939 
              
Total Investments - 136.35%; Cost ($28,622,284)          $28,521,170 
Liabilities in Excess of Other Assets (36.35%)           (7,603,141)
Net Assets - 100.00%          $20,918,029 

 

Investment Abbreviations:

SOFR - Secured Overnight Financing Rate

 

Reference Rates:

30D US SOFR - 30 Day SOFR as of December 31, 2025 was 3.79%

 

See Notes to Schedule of Investments.

   

 

Gladstone Alternative Income Fund Schedule of Investments

 

December 31, 2025 (Unaudited)

 

(a)Non-income producing security.
(b)As a result of the use of significant unobservable inputs to determine fair value, these investments have been classified as Level 3 securities under the fair value hierarchy.
(c)One of our affiliated funds, Gladstone Capital Corporation, co-invested with us in this portfolio company pursuant to an exemptive order granted by the U.S. Securities and Exchange Commission.
(d)One of our affiliated funds, Gladstone Investment Corporation, co-invested with us in this portfolio company pursuant to an exemptive order granted by the U.S. Securities and Exchange Commission.
(e)All or partial amount transferred for the benefit of the counterparty as collateral for reverse repurchase agreements.
(f)The rate shown is the annualized 7-day yield as of December 31, 2025.

 

Reverse Repurchase Agreements

 

Counterparty  Interest Rate  Acquisition Date  Maturity Date  Amount Borrowed   Amount Payable 
UMB  4.51%  12/29/2025  01/02/2026  $8,100,000   $8,102,030 

 

See Notes to Schedule of Investments.

   

 


Gladstone Alternative Income Fund
Notes to Schedule of Investments

 

December 31, 2025 (Unaudited)

 

INVESTMENTS

 

Fair Value Measurements

 

In accordance with ASC 820, the fair value of the Fund's investments are determined to be the price that would be received for an investment in a current sale, which assumes an orderly transaction between willing market participants on the measurement date. This fair value definition focuses on exit price in the principal, or most advantageous, market and prioritizes, within a measurement of fair value, the use of market-based inputs over entity-specific inputs. ASC 820 also establishes the following three-level hierarchy for fair value measurements based upon the transparency of inputs to the valuation of a financial instrument as of the measurement date.

 

Level 1 – inputs to the valuation methodology are quoted prices (unadjusted) for identical financial instruments in active markets;

 

Level 2 – inputs to the valuation methodology include quoted prices for similar financial instruments in active or inactive markets, and inputs that are observable for the financial instrument, either directly or indirectly, for substantially the full term of the financial instrument. Level 2 inputs are those in markets for which there are few transactions, the prices are not current, little public information exists, or instances where prices vary substantially over time or among brokered market makers; and

 

Level 3 – inputs to the valuation methodology are unobservable and significant to the fair value measurement. Unobservable inputs are those inputs that reflect assumptions that market participants would use when pricing the financial instrument and can include the Valuation Team’s assumptions based upon the best available information.

 

When a determination is made to classify an investment within Level 3 of the valuation hierarchy, such determination is based upon the significance of the unobservable factors to the overall fair value measurement. However, Level 3 financial instruments typically include, in addition to the unobservable, or Level 3, inputs, observable inputs (or components that are actively quoted and can be validated to external sources). The level in the fair value hierarchy within which the fair value measurement falls is determined based on the lowest level input that is significant to the fair value measurement.

 

The following is a summary of the inputs used to value the Fund’s investments as of December 31, 2025:

 

Investments in Securities at Value  Level 1 -
Quoted Prices
   Level 2 -
Other Significant
Observable Inputs
   Level 3 -
Significant Unobservable
Inputs
   Total 
Debt Investments  $   $   $13,999,067   $13,999,067 
Equity Investments           2,451,784    2,451,784 
Short Term Security   3,071,939            3,071,939 
United States Treasury Obligations       8,998,380        8,998,380 
Total  $3,071,939   $8,998,380   $16,450,851   $28,521,170 
Other Financial Instruments                    
Reverse Repurchase Agreements  $   $8,100,000   $   $8,100,000 
Total  $   $8,100,000   $   $8,100,000